Botanicals, also known as herbal or plant-based supplements, are preparations derived from various parts of plants, including leaves, roots, bark, flowers, and fruits. They contain a wide array of bioactive compounds, including polyphenols, flavonoids, alkaloids, terpenes, and essential oils. These compounds are believed to contribute to the therapeutic effects of botanical supplements by exerting antioxidant, anti-inflammatory, antimicrobial, and other biological activities in the body.
The use of botanicals in food supplements has gained significant attention due to their claimed health benefits and natural origins. Botanical ingredients are often used for their potential medicinal properties and have been traditionally used in various cultures for centuries, for example in traditional Chinese medicine and Ayurveda. These traditional uses often form the basis for modern research into the potential health benefits of botanical supplements.

Regulatory Framework
The regulation of botanical supplements varies by country, with different regulatory frameworks governing their production, labelling, and marketing. In the United States, for example, botanical supplements are regulated as dietary supplements under the Dietary Supplement Health and Education Act (DSHEA) of 1994. However, the regulatory oversight and quality control of botanical supplements can be less stringent compared to pharmaceutical drugs, sometimes leading to concerns about product safety, consistency, and efficacy.
In Europe, the regulatory framework for botanicals in food supplements is primarily governed by the European Union (EU) regulations, which aim to ensure the safety, quality, and efficacy of these products.
In particular, Botanical ingredients that have not been widely consumed in the EU before May 1997 are considered novel foods and require authorization under the EU Novel Food Regulation (Regulation (EU) 2015/2283). This regulation aims to ensure that novel foods are safe for consumers before they are placed on the market. The authorization process involves a safety assessment by the European Food Safety Authority (EFSA).
Botanical ingredients used in food supplements are regulated under the EU Food Supplements Directive (Directive 2002/46/EC), and in Italy by Ministerial Decree of 10 August 2018 and subsequent modifications. This directive establishes harmonized rules for the composition, labelling, and marketing of food supplements across EU member states. It sets maximum and minimum levels for certain vitamins and minerals and requires that botanical supplements be labelled with information on their recommended daily intake, storage conditions, and precautions for use. The regulatory framework for botanicals in food supplements in Europe aims to protect consumer health and ensure the quality and safety of these products.
In Italy, the use of botanicals in food supplements is currently regulated by the Ministerial Decree of 10 August 2018 and subsequent modifications. Compliance with EU regulations is essential for manufacturers and distributors of botanical supplements to legally market their products in the EU market.
The quality of botanical ingredients used in food supplements is an essential element and it is regulated under the EU Good Manufacturing Practice (GMP) guidelines. These guidelines set out quality standards for the production, packaging, labelling, and storage of food supplements to ensure their safety and consistency. Manufacturers are required to implement quality control measures to verify the identity, purity, and potency of botanical ingredients. Moreover, botanical ingredients used in food supplements must undergo safety assessments to ensure they do not pose risks to consumer health. This includes evaluating potential toxicological effects, allergenicity, and possible interactions with other substances. The safety assessment may be conducted by the manufacturer or an authorized third-party, depending on the regulatory requirements. Finally, botanical supplements must be accurately labelled with information on the ingredients, dosage, recommended use, and any potential allergens. The labelling must comply with EU regulations, including requirements for legibility, language, and format. Additionally, health claims made on botanical supplements must be authorized by the European Commission based on scientific evidence.
Alternatively, botanical ingredients with medicinal properties may also fall under the scope of the EU Traditional Herbal Medicinal Products Directive (Directive 2004/24/EC). This directive provides a regulatory framework for the registration of traditional herbal medicinal products, ensuring their quality, safety, and efficacy. To be eligible for registration, herbal products must have a history of traditional use and meet specified quality standards.
In conclusion, botanicals play a significant role in the formulation of food supplements, offering potential health benefits derived from their bioactive compounds. However, it’s important to know more about potential activities and safety features, considering the available scientific evidence, regulatory considerations, and individual health needs. Constant research and regulatory oversight are essential for ensuring the safety, quality, and efficacy of botanical supplements.
What can ToxHub do for your organization?
Our European Registered Pharmacologist, Dr. Giorgina Mangano, delivers precise and thorough pharmacological assessments for any botanical compound found in your products. This evaluation, coupled with a comprehensive toxicological report, ensures the safety of your product, whether it’s a food supplement, medicine or a medical device that incorporates botanical ingredients.
Article issued by Giorgina Mangano

